Mike Slaggie,

Mike started his career in financial services in 2000. He worked with two local institutions before partnering with Raymond James in 2010 to establish his independent office, Slaggie Capital Group.

Operating in his hometown of Winona, MN, Mike focuses on providing services to select families and institutional clients such as foundations, endowments, and trusts. He & his team specialize in implementing the Raymond James Institutional Investment process, which provides a clearly defined and disciplined approach to financial planning.

Mike strives to build a partnership with each client that focuses on their needs, wants and wishes for the future. Each portfolio is customized to the client’s unique situation and, with the assistance of our goal planning software, provides real-time expectations for success that account for changes in the market and in the needs of the client.

Throughout his career, Mike has the proud honor of being listed as a top advisor in several publications. Those include Barron’s “Top 1,200 Financial Advisors*” from 2018 – 2025, the Forbes list of “Best-In-State Wealth Advisors*” 2024 & 2025, and AdvisorHub’s “Advisors to Watch*” lists from 2022 - 2024. Internally, Mike has been named to the top tier Raymond James Chairman’s Council beginning in 2020**.

Mike is a St. Mary’s University of Minnesota graduate with a BA in Political Science. Today, he attends & actively engages in several educational conferences throughout the year to stay informed about the constantly shifting regulations, client facing technologies and best practices for financial planning businesses.

A firm believer in community involvement, Mike serves as Vice President of the Slaggie Family Foundation, Treasurer of the Cotter Band Boosters, and is the founder of the non-profit organization Hurry Back Productions, which brings arts programming and education to Winona and Southeast Minnesota.

Mike continues his lifelong residency in Winona alongside his wife, Amanda. Together, they are raising their three children, Alex (19), Jack (16), and Evie (8), two dogs, Leo and Zeus, and a varying number of chickens. He enjoys visits home from Alex (currently attending the University of Miami), supporting Jack’s STEM interests, and encouraging Evie’s expanding list of extracurriculars. As a family, they enjoy travelling together and spending their summers boating on the Mississippi River.

*The Forbes ranking of Best-In-State Wealth Advisors, developed by SHOOK Research is based on an algorithm of qualitative criteria and quantitative data. Those advisors that are considered have a minimum of 7 years of experience, and the algorithm weighs factors like revenue trends, AUM, compliance records, industry experience and those that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Out of 34,925 advisors nominated by their firms, 6,550 received the award. This ranking is not indicative of advisor’s future performance, is not an endorsement, and may not be representative of individual clients’ experience. Neither Raymond James nor any of its Financial Advisors or RIA firms pay a fee in exchange for this award/rating. Raymond James is not affiliated with Forbes or Shook Research, LLC.

*Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved. The rankings are based on data provided by 6,595 individual advisors and their firms and include qualitative and quantitative criteria. Time period upon which the rating is based is from 09/30/2022 to 09/30/2023, and was released on 03/11/2024. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance is not an explicit component because not all advisors have audited results and because performance figures often are influenced more by clients’ risk tolerance than by an advisor’s investment picking abilities. The ranking may not be representative of any one client’s experience, is not an endorsement, and is not indicative of advisor’s future performance. Neither Raymond James nor any of its Financial Advisors pay a fee in exchange for this award/rating. Barron’s is not affiliated with Raymond James.

*The 2024 AdvisorHub 150 Advisors to Watch over $1b ranking is based on an algorithm of criteria, focused on three key areas: Quality of Practice, Year-Over-Year Growth, and Professionalism & Character. The rankings weigh the scores in Quality and Growth more heavily than other areas. Time period upon which the rating is based is from 12/31/2022 – 12/31/2023, and was released on 6/20/2024. Advisors considered have a minimum of seven years’ experience, a clean regulatory record with 2 or fewer complaints and no significant judgements, must have been with their current firm for at least two years and in good standing, and have at least $100 million in assets under management. Out of 1,816 total nominations received, 150 advisors received the award. This ranking is not based in any way on the individual's abilities in regards to providing investment advice or management. This ranking is not indicative of advisor’s future performance, is not an endorsement, and may not be representative of individual clients’ experience. Neither Raymond James nor any of its Financial Advisors or RIA firms pay a fee in exchange for this award/rating. Raymond James is not affiliated with AdvisorHub.

**Membership is based on prior fiscal year production. Requalification is required annually. The ranking may not be representative of any one client's experience, is not an endorsement, and is not indicative of an advisor's future performance. No fee is paid in exchange for this award/rating.

Raymond James is not affiliated with any of the organizations mentioned in this material.