Asset & Wealth Management Investment Banking

Unparalleled expertise, objective advice

Drawing upon deep expertise across the asset management, wealth management and securities industries, the Asset & Wealth Management group at Raymond James provides high-quality financial and strategic advice to firms undergoing transformational events, including M&A, public offerings of equity and debt, private placements, divestitures, spinoffs, capital raises, recapitalizations and succession plans.

The group’s senior bankers, who pride themselves on delivering conflict-free advice focused on clients’ best interests, average more than 20 years of experience and collectively have completed more than 300 investment banking engagements.

Asset & Wealth Management Subsector Expertise

Wealth Management
  • Multi-Family Offices
  • Fee-Based Advisors
  • Trust Companies
  • Independent Broker-Dealers
Alternative Asset Management
  • Real Assets / Infrastructure Funds
  • Real Estate Asset Managers
  • Private Equity and Hedge Funds
  • Fund of Funds
Institutional Asset Management
  • Quantitative Asset Managers
  • ESG / SRI Funds
  • Institutional Consultants / DCIO / OCIO
  • Mutual Funds
Other Financial Services
  • Private Banks
  • Investment Banks
  • Exchange Traded Funds

Senior Banking Team

Richard Durkes
Richard Durkes
Vice Chairman of Investment Banking
Boston
   
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Jeff Brand
Managing Director
Chicago
   
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Ed Higham
Managing Director
New York
   
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Umber Gosain
Umber Gosain
Vice President
New York
   
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Karl Ingram
Karl Ingram
Vice President
New York
   
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Ruotao Wang
Vice President
New York
   
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Transaction History

Transaction history may include a transaction completed by a Raymond James banker while at a former firm.

Recent News

Capital Markets  |  February 26, 2024

Raymond James strengthens its capital markets platform with two leadership appointments

Read more about Raymond James strengthens its capital markets platform with two leadership appointments
Investment Banking  |  January 8, 2024

Raymond James expands European healthcare investment banking practice with two senior hires

Read more about Raymond James expands European healthcare investment banking practice with two senior hires
Equity Research  |  October 11, 2023

Raymond James hires Josh Beck as senior internet analyst

Read more about Raymond James hires Josh Beck as senior internet analyst